Adwealth Group Policies
A list of policies that needs to be followed by our clients.
- RMS Policy
- Policy on Freezing Blocking Client Account
- Dormant or Inactive Account
- Policy on Client Code Modification
- Policy on Internal Control System
- Policy on Introduction & Registration of Clients including IPV & Policy on Onboarding of New clients & Policy on acceptance of clients
- Policy On Outsourcing Activities
- Policy on Pre-funded Instruments
- Policy regarding the use of facsimile scanned signatures for Physical contract notes
- PMLA Policy 01-04-2024
- Surveillance Policy 01-04-2024
- Policy on Good Till Cancelled or Good Till Triggered orders