Adwealth Stock Broking Pvt Ltd

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KYC in Vernacular Languages

• Assamese
• Bengali
• Gujarati
• Hindi
• Kannada
• Kashmiri
• Konakani
• Malayalam
• Marathi
• Oriya
• Punjabi
• Sindhi
• Tamil
• Telugu
• Urdu

Attention Investors

• Prevent Unauthorized Transactions in your account. Update your Mobile Numbers/Email IDs with your stock brokers. Receive information of your transactions directly from the Exchange on your Mobile/Email at the end of the day.
• Prevent Unauthorized Transactions in your demat account. Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day. (Issued in the interest of Investors)
• KYC is one-time exercise while dealing in securities markets - once KYC is done through a SEBI-registered intermediary (Broker, DP, Mutual Fund, etc.), you need not undergo the same process again when you approach another intermediary.
• Investors need not issue cheques while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment. No worries regarding refund since the money remains in investor's account.
• Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
• Update your Mobile Number and Email id with your stock broker/depository participant and receive OTP directly from the depository on your Email id and/or Mobile Number to create pledge.
• Pay 20% upfront margin of the transaction value to trade in cash market segment.
• Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020, and NSE/INSP/45534 dated August 31, 2020, and other guidelines issued from time to time in this regard.
• Check your Securities/MF/Bonds in the consolidated account statement issued by NSDL/CDSL every month.

Investor Charter

Investor Charter - Stock Broking
Investor Charter - DP

Advisory for Investor

Escalation Matrix - Stock Broking

In absence of response/complaint not addressed to your satisfaction, you may lodge a complaint with SEBI at https://scores.gov.in/scores/Welcome.html or with exchanges at NSE at https://investorhelpline.nseindia.com/NICEPLUS/ or with BSE at https://bsecrs.bseindia.com/ecomplaint/frmInvestorHome.aspx. Please quote your Service Ticket/Complaint Ref No. while raising your complaint at SCORES/Exchange portal.

Escalation Matrix - Depository Participants

In absence of response/complaint not addressed to your satisfaction, you may lodge a complaint with SEBI at https://scores.gov.in/scores/Welcome.html or with CDSL at https://www.cdslindia.com/Footer/grievances.aspx Please quote your Service Ticket/Complaint Ref No. while raising your complaint at SCORES/Depository portal.